Practices
Practice Areas
Deep knowledge across private equity, venture capital, real estate, funds, and financial regulation — powered by the leading AI-native legal platform.
Registered Funds
Advising on formation, registration, compliance, and governance of registered investment companies.
Our attorneys bring deep experience with the Investment Company Act of 1940 and the full regulatory framework governing mutual funds, ETFs, closed-end funds, and interval funds.
Our Focus
- Mutual fund and ETF formation and registration
- Closed-end fund and interval fund structuring
- Investment Company Act compliance programs
- Fund board governance and independent director support
- Investment advisory and sub-advisory agreements
- Fund merger, reorganization, and liquidation
- Distribution and shareholder servicing arrangements
- Proxy statement and shareholder communication preparation
- SEC examination preparation and response
- Rule 18f-4 derivatives compliance programs
